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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| FL | RA | APPROVED | 2021-06-11 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr Martin Luther King Boulevard, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Saint Petersburg | FL | 11/2016 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Saint Petersburg | FL | 05/2018 | 03/2021 |
| Unemployed | Forty Myers | FL | 12/2015 | 11/2016 |
| Fisher Investments | Tampa | FL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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