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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-02 |
| OH | RA | APPROVED | 2026-05-29 |
Branch Locations
8044 Montgomery Rd, Cincinnati, OH 45236 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Cincinnati | OH | 05/2026 | Present |
| Sanctuary Wealth | Norwood | OH | 10/2024 | 04/2026 |
| Us Bank | Cincinnati | OH | 05/2018 | 10/2024 |
| Ftj Fundchoice (Orion Advisor Solutions) | Hebron | KY | 11/2016 | 04/2018 |
| The Bank Of Kentucky (Bb&T/Truist) | Crestview Hills | KY | 04/2014 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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