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Ha P Nguyen

Ubs Financial Services Inc.

Anchorage, AK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-02-06
  • AK RA
    APPROVED
    Since 2026-02-06

Branch Locations

3000 A Street, Suite 100, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 05/2018 01/2026
Pro Nails Anchorage AK 12/2016 05/2018
University Of Anchorage Alaska Anchorage AK 01/2014 12/2016
Homemaker Anchorage AK 01/2014 11/2016
Ubs Financial Services Inc Anchorage AK 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-22
  • S66 Uniform Combined State Law Examination
    2022-06-22
Other Names
  • Ha Nguyen
  • Ha Phuong Nguyen
  • Ha P Nguyen

View on SEC IAPD

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