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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Pikeville | KY | 05/2018 | 10/2019 |
| University Of Pikeville | Pikeville | KY | 08/2015 | 12/2018 |
| Ymca | Pikeville | KY | 04/2016 | 05/2018 |
| Bank Of America, N.A. | Pikeville | KY | 07/2018 | 10/2019 |
| Raymond James Financial Services, Inc. | Pikeville | KY | 10/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Pikeville | KY | 10/2019 | Present |
(1)Name of Business: LLC, WestRock Investments Address: 135 Murphy Branch Road, Delbarton, WV, 25696, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/22/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I opened this LLC in our names to possibly buy and flip real estate or eventually possibly rent. We have not purchased anything under this business day. (2)Name of Business: Raymond James Legacy Financial Address: 3822 N Mayo Trl, Pikeville, KY, 41501-3236, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Full Time Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
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