Katie Elizabeth Slate

Current Employers

Employment History

• 05/2018 → 12/2023
  John Maloney Iii
  Morristown, TN
• 08/2017 → 05/2018
  Rusty Wallace Cadillac Gmc Kia
  Morristown, TN
• 07/2015 → 08/2017
  Moose Lodge 1486
  Morristown, TN
• 09/2022 → 12/2023
  Woodbury Financial Services Inc
  Morristown, TN
• 12/2023 → Present
  Lpl Financial Llc
  Morristown, TN
• 12/2023 → Present
  Tvamp, Llc
  Knoxville, TN

Previous Registrations

• 2023-04-04 → 2023-12-13
  Woodbury Financial Services, Inc.
  Morristown, TN

Other Businesses

1) 11/22/2023 - Katie Slate - Notary - Notarize documents for client of the firm - TN 37919 - Investment related - 1 Hour per month - Start date: 07/26/2018. 2) 11/22/2023 - TVAMP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 12/12/2023 - Tennessee Valley Asset Management Partners, LLC - Registered Investment Advisor Hybrid - Admin- Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 160 Hours Per Month/ 20 Hours During Trading - I provide administrative support to Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/12/2023 - Tennessee Valley Asset Management Partners, LLC - Registered Investment Advisor DBA - Admin- Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 160 Hours Per Month/ 20 Hours During Trading - I provide administrative support to Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-01

Other Names

• Katie Elizabeth Battig
• Katie Elizabeth Hammonds