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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-02-26
  • WA RA
    APPROVED
    Since 2021-02-26

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bellevue WA 04/2018 Present
Charles Schwab Bank, Ssb Bellevue WA 04/2018 Present
Sephora 3000 184Th St Sw WA 10/2013 02/2018
Td Ameritrade Inc. Bellevue WA 11/2023 05/2024
  • 04/2018 → Present
    Bellevue, WA
  • 04/2018 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
  • 10/2013 → 02/2018
    Sephora
    3000 184Th St Sw, WA
  • 11/2023 → 05/2024
    Td Ameritrade Inc.
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-25
S63 Uniform Securities Agent State Law Examination 2018-10-16
  • S66 Uniform Combined State Law Examination
    2021-02-25
  • S63 Uniform Securities Agent State Law Examination
    2018-10-16

View on SEC IAPD

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