Sebastian Galindo Sosa

Charles Schwab & Co., Inc.

Claim This Profile

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-16

IL RA
APPROVED

Since 2024-04-16

Branch Locations

Chicago, IL • United States

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	05/2018	03/2024
Arizona State University	Tempe	AZ	08/2014	05/2018
Wells Fargo	Tempe	AZ	07/2016	12/2017
Charles Schwab & Co., Inc	Chicago	IL	03/2024	Present

05/2018 → 03/2024

The Vanguard Group, Inc.

Scottsdale, AZ
08/2014 → 05/2018

Arizona State University

Tempe, AZ
07/2016 → 12/2017

Wells Fargo

Tempe, AZ
03/2024 → Present

Charles Schwab & Co., Inc

Chicago, IL

Previous Registrations

2019-12-02 → 2024-04-11

Vanguard Advisers, Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-07
S63	Uniform Securities Agent State Law Examination	2018-07-13

S66 Uniform Combined State Law Examination

2019-11-07
S63 Uniform Securities Agent State Law Examination

2018-07-13

Designations

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor