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Alexander Araniz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-21
RI RA APPROVED 2023-08-14
  • TX RA
    APPROVED_RES
    Since 2023-09-21
  • RI RA
    APPROVED
    Since 2023-08-14

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 01/2021
Putnam Investments Andover MA 06/2017 01/2018
University Of Massachusetts Lowell Lowell MA 09/2014 05/2018
Citizens Securities Inc. Hudson MA 03/2021 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 07/2023 Present
Bank Of America N.A. Providence RI 08/2023 Present
Previous Registrations
  • 2021-03-30 → 2023-07-10
    Citizens Securities, Inc.
    Worcester, MA
    Grafton, MA
    Worcester, MA
    Worcester, MA
    Hudson, MA
    Marlborough, MA
    Hudson, NH
  • 2018-07-24 → 2021-01-08
    Edward Jones
    Medway, MA
    St Louis, MO
    Maryland Heights, MO
    Walpole, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20
Other Names
  • Alexander Charles Araniz

View on SEC IAPD

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