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101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-09-22 |
| MA | RA | APPROVED | 2009-07-10 |
Branch Locations
101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zacks Investment Management | Chicago | IL | 01/2007 | Present |
| Lbmz Securities, Inc. | Chicago | IL | 04/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-20 |
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