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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-31 |
| ID | RA | APPROVED | 2022-06-21 |
| TX | RA | APPROVED | 2022-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2018 | 06/2022 |
| The Bank Of Commerce | Idaho Falls | ID | 02/2016 | 05/2018 |
| Lpl Financial Llc | Ammon | ID | 06/2022 | Present |
1)09/14/2022- Mountain River Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/21/2022 - 60 Hours Per Month/30 Hours During Securities Trading 2) 04/19/2023 - Bastar Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/01/2023 - 40 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-11 |
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