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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-06 |
Branch Locations
4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific University | Forest Grove | OR | 08/2014 | 05/2018 |
| Infinite Periperals | Irvine | CA | 06/2017 | 08/2017 |
| Northwestern Mutual Investment Services Llc | La Jolla | CA | 05/2018 | 09/2019 |
| The Ayco Company, L.P./Mercer Allied | Irvine | CA | 09/2019 | 01/2021 |
| Frye's Actin Athletics | Forest Grove | OR | 02/2018 | 05/2018 |
| Goldman Sachs & Co. Llc | Irvine | CA | 01/2021 | Present |
Dog Breeder. Activity will take place out of Escondido, CA. Organization is not primarily engaged in investment-related activity. Start Date: September 13, 2024. Two hours per week. Duties include breeding responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-26 |
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