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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-11-27
TX RA APPROVED_RES 2022-04-25
OH RA APPROVED 2018-05-10
  • WV RA
    APPROVED
    Since 2024-11-27
  • TX RA
    APPROVED_RES
    Since 2022-04-25
  • OH RA
    APPROVED
    Since 2018-05-10

Branch Locations

655 Metro Place South #600, Dublin, OH 43017 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookstone Capital Management Wheaton IL 05/2018 Present
Bffinancial Dublin OH 03/2013 Present
  • 05/2018 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 03/2013 → Present
    Bffinancial
    Dublin, OH
Other Businesses

BFFinancial Yes it is an investment related 655 Metro Place South #600 Dublin, Ohio 43017 Insurance company I am the owner 03/2013 40 hours Varies depending upon timing of client appointment many are often in the evening and on weekends I match clients with insurance products that match best with their financial and life goals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-20
  • S65 Uniform Investment Adviser Law Examination
    2018-04-20

View on SEC IAPD

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