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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-18
  • CA RA
    APPROVED
    Since 2019-03-18

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Altadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / Capital Client Group, Inc. Los Angeles CA 04/2018 Present
Blackrock Asset Management North Asia Limited Hong Kong 07/2015 04/2018
Blackrock San Francisco CA 07/2015 04/2017
Capital Research & Management Company Los Angeles CA 05/2025 Present
Capital Research & Management Company Los Angeles CA 05/2025 Present
Capital Group Private Client Services Los Angeles CA 02/2026 Present
  • 04/2018 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 07/2015 → 04/2018
    Blackrock Asset Management North Asia Limited
    Hong Kong
  • 07/2015 → 04/2017
    Blackrock
    San Francisco, CA
  • 05/2025 → Present
    Capital Research & Management Company
    Los Angeles, CA
  • 05/2025 → Present
    Capital Research & Management Company
    Los Angeles, CA
  • 02/2026 → Present
    Capital Group Private Client Services
    Los Angeles, CA
Other Businesses

CAPITAL RESEARCH & MANAGEMENT COMPANY POSITION: Member NATURE: Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 05/20/2025 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, to encompass participation in the design and management of custom solutions. Specific elements of the role include (1) client-facing activity related to the design and servicing of custom solutions, (2) initial investment solution design, (3) recommendations for changes to custom solutions, and (4) potential expansion of operation duties for portfolio management. CAPITAL GROUP PRIVATE CLIENT SERVICES POSITION: Title: None; Position: committee member, PCS Portfolio Strategy Committee NATURE: CGPCS is a wholly-owned subsidiary of Capital Group International, Inc. which in turn is owned by Capital Research andManagement Company, which is wholly owned by The Capital Group Companies, Inc ("CGC"). CGPCS was incorporatedin California in 2020 and its primary business is providing investment management and related services primarily tohigh net-worth individuals and charitable organizations. These services include investments in separate securities viaSMA Programs (defined below) and in mutual funds, exchange-traded funds ("ETFs") and other pooled investmentvehicles (such funds and investment vehicles, "pooled funds"). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/09/2026 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, supporting the PCS business through participating in the governance process surrounding the construction of customized solutions. CAPITAL RESEARCH & MANAGEMENT COMPANY POSITION: Member NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/20/2025 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, to encompass participation in the design and management of custom solutions. Specific elements of the role include (1) client-facing activity related to the design and servicing of custom solutions, (2) initial investment solution design, (3) recommendations for changes to custom solutions, and (4) potential expansion of operation duties for portfolio management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-03-18

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