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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-18 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
Altadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 04/2018 | Present |
| Blackrock Asset Management North Asia Limited | Hong Kong | 07/2015 | 04/2018 | |
| Blackrock | San Francisco | CA | 07/2015 | 04/2017 |
| Capital Research & Management Company | Los Angeles | CA | 05/2025 | Present |
| Capital Research & Management Company | Los Angeles | CA | 05/2025 | Present |
| Capital Group Private Client Services | Los Angeles | CA | 02/2026 | Present |
CAPITAL RESEARCH & MANAGEMENT COMPANY POSITION: Member NATURE: Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 05/20/2025 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, to encompass participation in the design and management of custom solutions. Specific elements of the role include (1) client-facing activity related to the design and servicing of custom solutions, (2) initial investment solution design, (3) recommendations for changes to custom solutions, and (4) potential expansion of operation duties for portfolio management. CAPITAL GROUP PRIVATE CLIENT SERVICES POSITION: Title: None; Position: committee member, PCS Portfolio Strategy Committee NATURE: CGPCS is a wholly-owned subsidiary of Capital Group International, Inc. which in turn is owned by Capital Research andManagement Company, which is wholly owned by The Capital Group Companies, Inc ("CGC"). CGPCS was incorporatedin California in 2020 and its primary business is providing investment management and related services primarily tohigh net-worth individuals and charitable organizations. These services include investments in separate securities viaSMA Programs (defined below) and in mutual funds, exchange-traded funds ("ETFs") and other pooled investmentvehicles (such funds and investment vehicles, "pooled funds"). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/09/2026 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, supporting the PCS business through participating in the governance process surrounding the construction of customized solutions. CAPITAL RESEARCH & MANAGEMENT COMPANY POSITION: Member NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/20/2025 ADDRESS: Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, to encompass participation in the design and management of custom solutions. Specific elements of the role include (1) client-facing activity related to the design and servicing of custom solutions, (2) initial investment solution design, (3) recommendations for changes to custom solutions, and (4) potential expansion of operation duties for portfolio management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
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