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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-25
  • MI RA
    APPROVED
    Since 2025-09-25

Branch Locations

Lake Orion, MI • United States

38505 Woodward Ave Suite 150, Bloomfield Hills, MI 48304-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Okeefe Llc Bloomfield Hills MI 05/2017 08/2017
University Of Mississippi Oxford MS 08/2014 05/2018
Dicks Sporting Goods Oxford MS 08/2016 02/2017
Ubs Financial Services Inc. Farmington Hills MI 06/2018 09/2025
Rbc Capital Markets, Llc Bloomfield Hills MI 09/2025 Present
  • 05/2017 → 08/2017
    Okeefe Llc
    Bloomfield Hills, MI
  • 08/2014 → 05/2018
    University Of Mississippi
    Oxford, MS
  • 08/2016 → 02/2017
    Dicks Sporting Goods
    Oxford, MS
  • 06/2018 → 09/2025
    Farmington Hills, MI
  • 09/2025 → Present
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12

View on SEC IAPD

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