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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-28 |
| FL | RA | APPROVED | 2024-02-19 |
Branch Locations
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
1815 Lakewood Ranch Blvd, Bradenton, FL 34211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Miami Beach | FL | 01/2016 | Present |
| Wells Fargo Clearing Services, Llc | Miami Beach | FL | 04/2018 | Present |
SYNCENTRICITY LLC, NOT INVT RELATED, CUTLER BAY, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 5/10/2019, 12 HRS PER MONTH, 0 HRS DURING TRADING TRINITY CARE MANAGEMENT SOLUTIONS, LLC, NOT INVT RELATED, HOMESTEAD, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, OVERSEE FINANCES FOR SPOUSES BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-13 |
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