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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-06
  • FL RA
    APPROVED
    Since 2024-09-06

Branch Locations

314 Taylor St, Punta Gorda, FL 33950 • United States

1540 Colonial Blvd, Fort Myers, FL 33907 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Opa Locka FL 03/2015 Present
Wells Fargo Clearing Services, Llc Opa Locka FL 04/2018 Present
Other Businesses

JDP CONSTRUCTION, LLC, INVT RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START DATE 7/31/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, OBTAIN PERMITS AND HIRE CONTRACTOR FOR DEVELOPMENT OF RESIDENTIAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2024-09-04
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10

View on SEC IAPD

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