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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CA RA APPROVED 2021-11-02
  • TX RA
    APPROVED
    Since 2022-11-17
  • CA RA
    APPROVED
    Since 2021-11-02

Branch Locations

3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Santa Fe NM 01/2020 09/2021
Ubs Santa Fe NM 06/2018 09/2018
Bates College Lewiston ME 09/2015 05/2019
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2021 Present
J.P. Morgan Securities Llc San Francisco CA 10/2021 Present
Unemployed Santa Fe NM 06/2019 12/2019
Ubs Santa Fe NM 02/2019 02/2019
  • 01/2020 → 09/2021
    Santa Fe, NM
  • 06/2018 → 09/2018
    Ubs
    Santa Fe, NM
  • 09/2015 → 05/2019
    Bates College
    Lewiston, ME
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2021 → Present
    San Francisco, CA
  • 06/2019 → 12/2019
    Unemployed
    Santa Fe, NM
  • 02/2019 → 02/2019
    Ubs
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2020-12-04
Other Names
  • Jacques Nathaniel Matias Shepherd
  • Jacques Nathaniel Matias Shepherd
  • Jacques N Matias Shepherd
  • Jacques Shepher
  • Jacques N Matias
  • Jacques N Matiasshepherd
  • Jacques Nathanael Shepherd

View on SEC IAPD

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