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Benjamin Fauber

Strategic Advisers LLC

Richmond, VA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
VA RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • VA RA
    APPROVED
    Since 2025-03-31

Branch Locations

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Richmond VA 03/2016 02/2022
Wells Fargo Clearing Services, Llc Richmond VA 04/2018 02/2022
Leapforce At Home Richmond VA 06/2017 12/2017
Fidelity Investments Merrimack NH 02/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2016 → 02/2022
    Wells Fargo Bank Na
    Richmond, VA
  • 04/2018 → 02/2022
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 06/2017 → 12/2017
    Leapforce At Home
    Richmond, VA
  • 02/2022 → Present
    Fidelity Investments
    Merrimack, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-04-18 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Richmond, VA
  • 2018-09-24 → 2022-02-09
    Wells Fargo Clearing Services, Llc
    North Chesterfield, VA
    Richmond, VA
    Richmond, VA
    Highland Springs, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2018-08-30
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2018-08-30
Other Names
  • Benjamin Fauber
  • Benjamin Douglas Fauber
  • Ben Fauber

View on SEC IAPD

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