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Robert Emmet Mccabe

Morningstar Investment Management LLC

Tampa, FL

Chicago, IL

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Current Employers
Morningstar Investment Management Llc

22 West Washington Street, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-30
  • IL RA
    APPROVED
    Since 2025-05-30

Branch Locations

Tampa, FL • United States

22 West Washington Street, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eden Lounge Iowa City IA 05/2016 02/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 11/2020
Northwestern Mutual Investment Services Llc Rosemont IL 12/2018 11/2020
Student Iowa City IA 01/2015 06/2018
Morningstar Investment Services Llc Chicago IL 11/2020 Present
  • 05/2016 → 02/2018
    Eden Lounge
    Iowa City, IA
  • 05/2018 → 11/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2018 → 11/2020
    Northwestern Mutual Investment Services Llc
    Rosemont, IL
  • 01/2015 → 06/2018
    Student
    Iowa City, IA
  • 11/2020 → Present
    Morningstar Investment Services Llc
    Chicago, IL
Previous Registrations
  • 2021-07-05 → 2025-06-16
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-04
S63 Uniform Securities Agent State Law Examination 2020-06-18
  • S65 Uniform Investment Adviser Law Examination
    2021-07-04
  • S63 Uniform Securities Agent State Law Examination
    2020-06-18
Other Names
  • Robert Emmet Mccabe
  • Rob Mccabe

View on SEC IAPD

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