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1 World Trade 57Th Floor, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-01 |
| NY | RA | APPROVED | 2023-06-26 |
Branch Locations
1 World Trade 57Th Floor, New York, NY 10007 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Pleasantville | NY | 07/2015 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Pleasantville | NY | 04/2018 | 05/2021 |
| Masterworks, Llc | New York | NY | 06/2023 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 10/2021 | 06/2023 |
| Unemployed | New York | NY | 06/2021 | 09/2021 |
the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
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