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Jessica Carpenter Brooks

Stratos Wealth Partners, Ltd

Ogden, UT

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-27
UT RA APPROVED 2019-03-27
  • TX RA
    APPROVED
    Since 2019-03-27
  • UT RA
    APPROVED
    Since 2019-03-27

Branch Locations

5929 S Fashion Pointe Drive Suite 204, Ogden, UT 84403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walmart West Jordan UT 07/2000 06/2018
Walmart Layton UT 06/2018 07/2020
Lpl Financial, Llc Ogden UT 04/2018 03/2019
Stratos Wealth Partners, Ltd Ogden UT 09/2018 03/2019
Stratos Wealth Partners, Ltd Ogden UT 03/2019 Present
Lpl Financial Llc Ogden UT 03/2019 Present
  • 07/2000 → 06/2018
    Walmart
    West Jordan, UT
  • 06/2018 → 07/2020
    Walmart
    Layton, UT
  • 04/2018 → 03/2019
    Lpl Financial, Llc
    Ogden, UT
  • 09/2018 → 03/2019
    Ogden, UT
  • 03/2019 → Present
    Ogden, UT
  • 03/2019 → Present
    Lpl Financial Llc
    Ogden, UT
Other Businesses

1) 4/23/2018 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 9/24/18- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Ogden UT - 160hrs/mth- 100%. 3) 9/25/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 09/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 09/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20
Other Names
  • Jessica Carpenter
  • Jessica Carpenter Bleckert

View on SEC IAPD

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