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Alex Mendoza Vargas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oxnard, CA

Oxnard, CA

Ojai, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-06
CA RA APPROVED 2018-10-08
  • TX RA
    APPROVED
    Since 2018-12-06
  • CA RA
    APPROVED
    Since 2018-10-08

Branch Locations

670 Town Center Dr, Oxnard, CA 93036 • United States

2475 Saviers Rd, Oxnard, CA 93033 • United States

205 W Ojai Ave, Ojai, CA 93023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 02/2014 Present
Bank Of America, N.A. Santa Barbara CA 02/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2018-10-05
Other Names
  • Francisco A Mendoza Vargas
  • Francisco A Mendoza
  • Alex Mendoza
  • Francisco Mendoza
  • Francisco Alejandro Mendoza Vargas

View on SEC IAPD

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