Carl Lindgren

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-14
WA	RA	APPROVED	2022-03-14

TX RA
APPROVED

Since 2022-03-14
WA RA
APPROVED

Since 2022-03-14

Branch Locations

11235 Se 6Th St, Ste 205 Bldg A, Bellevue, WA 98004-6481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Laird Norton Wealth Management	Seattle	WA	03/2015	01/2018
Laird Norton Wealth Management	Seattle	WA	01/2018	02/2020
Jpmorgan Chase Bank Na	Seattle	WA	02/2020	03/2021
Jpmorgan Securities Llc	Seattle	WA	02/2020	03/2021
Laird Norton Wealth Management	Seattle	WA	03/2021	03/2022
Lpl Financial, Llc	Bellevue	WA	03/2022	Present

03/2015 → 01/2018

Laird Norton Wealth Management

Seattle, WA
01/2018 → 02/2020

Laird Norton Wealth Management

Seattle, WA
02/2020 → 03/2021

Jpmorgan Chase Bank Na

Seattle, WA
02/2020 → 03/2021

Jpmorgan Securities Llc

Seattle, WA
03/2021 → 03/2022

Laird Norton Wealth Management

Seattle, WA
03/2022 → Present

Lpl Financial, Llc

Bellevue, WA

Previous Registrations

2021-03-09 → 2022-03-14

Lnw

Seattle, WA
2018-04-26 → 2020-02-20

Lnw

Seattle, WA

Other Businesses

1) 3/2022 - DBA for LPL Business (entity for LPL business) - STABLER WEALTH MANAGEMENT - Investment Related - Bellevue, WA 98005

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-05-04

S63 Uniform Securities Agent State Law Examination

2020-05-04

Designations

Other Names

Carl Eugene Lindgren

View on SEC IAPD

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