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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2018 | 06/2020 |
| Piattino's Neighborhood Bistro | Mendham | NJ | 09/2013 | 09/2021 |
| Done Plus Llc | Mendham | NJ | 09/2016 | 03/2017 |
| Seton Hall University | South Orange | NJ | 08/2015 | 12/2017 |
| Equitable Advisors, Llc | New York | NY | 05/2018 | 01/2021 |
| Sagepoint Financial, Inc. | New York | NY | 01/2021 | 09/2021 |
| Union Hall Hoboken | Hoboken | NJ | 09/2021 | Present |
| Fidelity Investments | Hoboken | NJ | 09/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-128638|OrgNmn:The Brass Rail|Org Addr:Hoboken,New Jersey,US|OBA Nature:Restaurant|Invst Rel:N|Title:Server|Duties:Serve food and beverages|StrtDt:02-28-26|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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