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Abdiel Rivas

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-19
CA RA APPROVED 2022-07-21
  • TX RA
    APPROVED
    Since 2022-08-19
  • CA RA
    APPROVED
    Since 2022-07-21

Branch Locations

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 04/2018 11/2020
Wells Fargo Austin TX 08/2017 03/2018
H&M San Marcos TX 06/2016 08/2017
Robinhood Financial, Llc Southlake TX 11/2020 03/2022
Wells Fargo Clearing Services, Llc San Francisco CA 05/2022 Present
Previous Registrations
Other Businesses

THE BLACK KEEP LLC; INV RELATED; LAREDO,TX; RETAIL/ONLINE SALES;50% OWNERSHIP; START DATE: 01/13/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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