Laura Ann Toppozini

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-08
NY	RA	APPROVED	2021-02-25
NJ	RA	APPROVED	2019-03-19

TX RA
APPROVED

Since 2024-07-08
NY RA
APPROVED

Since 2021-02-25
NJ RA
APPROVED

Since 2019-03-19

Branch Locations

Houston, TX • United States

325 N. St Paul Street 49Th Floor, Dallas, TX 75201-3857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Neuberger Berman Breton Hill	Toronto	01/2017	Present
Self-Employed	Hamilton	03/2016	12/2016
Neuberger Berman Bd Llc	Toronto	11/2017	Present

01/2017 → Present

Neuberger Berman Breton Hill

Toronto
03/2016 → 12/2016

Self-Employed

Hamilton
11/2017 → Present

Neuberger Berman Bd Llc

Toronto

Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-18

S66 Uniform Combined State Law Examination

2019-03-18