Boedy Jess Tracy

Current Employers

Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-09-18

IA RA
APPROVED

Since 2024-09-18

Branch Locations

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Dallas Center	IA	04/2018	07/2018
Visiting Angels	Des Moines	IA	02/2018	06/2021
Progrexion	Phoenix	AZ	06/2017	01/2018
Palazzo	Phoenix	AZ	03/2017	12/2017
Sam's Club	Phoenix	AZ	11/2016	02/2017
Grand Canyon University	Phoenix	AZ	08/2014	12/2017
Axa Advisors, Llc	New York	NY	07/2018	08/2019
Fedex	Grimes	IA	12/2018	12/2018
Mutual Of Omaha	Omaha	NE	05/2022	11/2022
Information Providers	Des Moines	IA	11/2022	02/2023
First Class Community Credit Union	Des Moines	IA	02/2023	05/2024
Associated Staffing	Charlotte	NC	06/2024	09/2024
Principal Securities, Inc.	Des Moines	IA	07/2024	Present
Wells Fargo	Des Moines	IA	12/2019	05/2022
Principal Advised Services	Des Moines	IA	08/2024	Present
Principal Life Insurance Company	Des Moines	IA	09/2024	Present

04/2018 → 07/2018

Unemployed

Dallas Center, IA
02/2018 → 06/2021

Visiting Angels

Des Moines, IA
06/2017 → 01/2018

Progrexion

Phoenix, AZ
03/2017 → 12/2017

Palazzo

Phoenix, AZ
11/2016 → 02/2017

Sam's Club

Phoenix, AZ
08/2014 → 12/2017

Grand Canyon University

Phoenix, AZ
07/2018 → 08/2019

Axa Advisors, Llc

New York, NY
12/2018 → 12/2018

Fedex

Grimes, IA
05/2022 → 11/2022

Mutual Of Omaha

Omaha, NE
11/2022 → 02/2023

Information Providers

Des Moines, IA
02/2023 → 05/2024

First Class Community Credit Union

Des Moines, IA
06/2024 → 09/2024

Associated Staffing

Charlotte, NC
07/2024 → Present

Principal Securities, Inc.

Des Moines, IA
12/2019 → 05/2022

Wells Fargo

Des Moines, IA
08/2024 → Present

Principal Advised Services

Des Moines, IA
09/2024 → Present

Principal Life Insurance Company

Des Moines, IA

Previous Registrations

2018-11-06 → 2019-08-20

Equitable Advisors, Llc

Dallas Center, IA

Omaha, NE

West Des Moines, IA

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-30

S66 Uniform Combined State Law Examination

2024-08-30

Other Names

Boedy Tracy
Boedy Jess Tracy

View on SEC IAPD