Brendan Ryan Friss

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-15

TX RA
APPROVED_RES

Since 2018-10-15

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert Half Staffing Agency	Charlotte	NC	04/2018	07/2018
Wells Fargo Clearing Services	Charlotte	NC	04/2018	Present
Carolina Construction Products	Charlotte	NC	05/2015	02/2018
Charlotte Marketing Consultants	Charlotte	NC	02/2018	03/2018
Unemployed	Mooresville	NC	03/2018	04/2018

04/2018 → 07/2018

Robert Half Staffing Agency

Charlotte, NC
04/2018 → Present

Wells Fargo Clearing Services

Charlotte, NC
05/2015 → 02/2018

Carolina Construction Products

Charlotte, NC
02/2018 → 03/2018

Charlotte Marketing Consultants

Charlotte, NC
03/2018 → 04/2018

Unemployed

Mooresville, NC

Other Businesses

SOLE PROPRIETORSHIP BUILDING AND SELLING FURNITURE; NOT INV. RELATED; MOORESVILLE, NC; START DATE 9/30/2020; 100 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: BUILDING AND SELLING FURNITURE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-06-14

S63 Uniform Securities Agent State Law Examination

2018-06-14

Other Names

Brendan Friss

View on SEC IAPD