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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-02-17 |
| TX | RA | APPROVED | 2023-02-17 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Francisco | CA | 04/2018 | 08/2020 |
| Jpmorgan Securities Llc | San Francisco | CA | 04/2018 | 08/2020 |
| Hall Capital Partners Llc | San Francisco | CA | 07/2017 | 03/2018 |
| Gatehouse Capital Partners Llc | Woodside | CA | 03/2017 | 06/2017 |
| Northgate Office Park Dental Office | Minneapolis | MN | 06/2013 | 09/2016 |
| Santa Clara University | Santa Clara | CA | 05/2015 | 06/2017 |
| Santa Clara University | Santa Clara | MN | 09/2013 | 06/2017 |
| Jpmorgan Chase Bank Na | Chicago | IL | 09/2020 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-11 |
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