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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Houston | TX | 04/2018 | 02/2020 |
| Houston Isd | Houston | TX | 01/2018 | 04/2018 |
| Appreciation Financial | Houston | TX | 11/2016 | 04/2018 |
| Sterling Financial | Houston | TX | 03/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2020 | 12/2021 |
| Bank Of America N.A. | Houston | TX | 05/2020 | 12/2021 |
| Morgan Stanley | Houston | TX | 12/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
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