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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-13 |
| NC | RA | APPROVED | 2025-03-13 |
| CT | RA | APPROVED | 2024-07-24 |
Branch Locations
83 Halls Road Mailstop: Ct-088, Old Lyme, CT 06371 • United States
20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Cheshire | CT | 03/2013 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Cheshire | CT | 04/2018 | 07/2024 |
| Citizens Securities, Inc. | Westwood | MA | 07/2024 | Present |
| Citizens Bank, N/A | Old Lyme | CT | 07/2024 | Present |
1. Name of OBA: Notary Public, Position: Notary Public, Type of Entity: Other-Owner, Responsibility of Position: Notarize Documents, Monthly Compensation / Net Profit: $0, Date of Initial Involvement: 11/20/2023, Approximate Amount of Time Devoted on a Monthly Basis: 10 Hrs 2. Name of OBA: Rental Property - Two Family Rental Property located at 183 Forest Road, West Haven, CT 06516, Position: Owner / Landlord, Type of Entity: Other-Owner, Responsibilities of Position: Maintain Property, Monthly Compensation / Net Profit: $1,450, Date of Initial Involvement: 01/31/2019, Approximate Amount of Time Devoted on a Monthly Basis: 1 Hour
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
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