Raymond James Cotto

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-25
NY	RA	APPROVED	2022-11-22

TX RA
APPROVED

Since 2023-08-25
NY RA
APPROVED

Since 2022-11-22

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	07/2021	Present
John Jay High School	Cross River	NY	08/2014	06/2017
Morgan Stanley	Purchase	NY	06/2018	08/2018
Cornell	Ithaca	NY	08/2019	05/2020
Morgan Stanley	Purchase	NY	06/2020	08/2020
Cornell	Ithaca	NY	08/2020	05/2021
Bucknell	Lewisberg	PA	08/2017	05/2018
Bucknell	Lewsiberg	PA	08/2018	12/2018
Morgan Stanley	Purchase	NY	02/2019	07/2019
Morgan Stanley Private Bank, N.A	New York	NY	08/2023	Present

07/2021 → Present

Morgan Stanley

New York, NY
08/2014 → 06/2017

John Jay High School

Cross River, NY
06/2018 → 08/2018

Morgan Stanley

Purchase, NY
08/2019 → 05/2020

Cornell

Ithaca, NY
06/2020 → 08/2020

Morgan Stanley

Purchase, NY
08/2020 → 05/2021

Cornell

Ithaca, NY
08/2017 → 05/2018

Bucknell

Lewisberg, PA
08/2018 → 12/2018

Bucknell

Lewsiberg, PA
02/2019 → 07/2019

Morgan Stanley

Purchase, NY
08/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-21
S63	Uniform Securities Agent State Law Examination	2021-08-09

S65 Uniform Investment Adviser Law Examination

2022-11-21
S63 Uniform Securities Agent State Law Examination

2021-08-09

Other Names

Ray James Cotto

View on SEC IAPD

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