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Donavyn Allan Hardy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
CA RA APPROVED 2019-07-01
  • TX RA
    APPROVED
    Since 2020-10-14
  • CA RA
    APPROVED
    Since 2019-07-01

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

9560 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Santa Clarita CA 05/2014 10/2018
Wells Fargo Clearing Services Llc Santa Clarita CA 04/2018 10/2018
Southern Oregon University Ashland OR 09/2012 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster CA 11/2018 Present
Bank Of America, N.A. Lancaster CA 01/2019 Present
  • 05/2014 → 10/2018
    Wells Fargo Bank Na
    Santa Clarita, CA
  • 04/2018 → 10/2018
    Wells Fargo Clearing Services Llc
    Santa Clarita, CA
  • 09/2012 → 12/2017
    Southern Oregon University
    Ashland, OR
  • 11/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lancaster, CA
  • 01/2019 → Present
    Bank Of America, N.A.
    Lancaster, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
Other Names
  • Donavyn Hardy
  • Donavyn Allan Hardy

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
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