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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-09-08
  • SC RA
    APPROVED
    Since 2021-09-08

Branch Locations

611 E Main St , Simpsonville, SC 29681 • United States

42 Plaza Dr, Travelers Rest, SC 29690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Greenville SC 05/2018 09/2018
Acm Landscaping Services Greenville SC 05/2015 09/2016
Alpha Lacrosse, Inc. Greenville SC 05/2017 09/2017
North Greenville University Greenville SC 09/2016 05/2017
Equitable Advisors, Llc New York NY 05/2019 07/2021
Raymond James Financial Services Advisors, Inc. Greenville SC 09/2021 Present
Raymond James Financial Services, Inc. Greenville SC 09/2021 Present
Bank Of Travelers Rest Travelers Rest SC 07/2021 Present
Gateway Wealth Strategies Greenville SC 07/2021 Present
North Greenville University Greenville SC 09/2017 05/2018
North Greenville University Greenville SC 09/2018 05/2019
  • 05/2018 → 09/2018
    Northwestern Mutual
    Greenville, SC
  • 05/2015 → 09/2016
    Acm Landscaping Services
    Greenville, SC
  • 05/2017 → 09/2017
    Alpha Lacrosse, Inc.
    Greenville, SC
  • 09/2016 → 05/2017
    North Greenville University
    Greenville, SC
  • 05/2019 → 07/2021
    New York, NY
  • 09/2021 → Present
    Greenville, SC
  • 09/2021 → Present
    Raymond James Financial Services, Inc.
    Greenville, SC
  • 07/2021 → Present
    Bank Of Travelers Rest
    Travelers Rest, SC
  • 07/2021 → Present
    Gateway Wealth Strategies
    Greenville, SC
  • 09/2017 → 05/2018
    North Greenville University
    Greenville, SC
  • 09/2018 → 05/2019
    North Greenville University
    Greenville, SC
Previous Registrations
Other Businesses

(1)Name of Business: Gateway Wealth Strategies Address: 1041 Verdae Blvd, Greenville, SC, 29607-4032, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/28/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
  • S66 Uniform Combined State Law Examination
    2019-09-25

View on SEC IAPD

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