Vivek Patel

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-05
TX	RA	APPROVED	2026-06-05

CA RA
APPROVED

Since 2026-06-05
TX RA
APPROVED

Since 2026-06-05

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Pleasanton	CA	05/2026	Present
Unemployed	Discovery Bay	CA	12/2025	05/2026
First Republic Investment Management, Inc.	San Francisco	CA	04/2016	09/2023
First Republic Securities Company, Llc	San Francisco	CA	04/2018	09/2023
J.P. Morgan Securities Llc	San Francisco	CA	09/2023	12/2025

05/2026 → Present

Morgan Stanley

Pleasanton, CA
12/2025 → 05/2026

Unemployed

Discovery Bay, CA
04/2016 → 09/2023

First Republic Investment Management, Inc.

San Francisco, CA
04/2018 → 09/2023

First Republic Securities Company, Llc

San Francisco, CA
09/2023 → 12/2025

J.P. Morgan Securities Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-05
S63	Uniform Securities Agent State Law Examination	2020-08-14

S66 Uniform Combined State Law Examination

2026-06-05
S63 Uniform Securities Agent State Law Examination

2020-08-14

Other Names

Vik Patel
Vivek Hemantbhai Patel

View on SEC IAPD

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