Bao Duong

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-26

CA RA
APPROVED

Since 2025-08-26

Branch Locations

San Diego, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	04/2018	Present
Waba Grill	San Diego	CA	08/2014	03/2018

04/2018 → Present

Lpl Financial, Llc

San Diego, CA
08/2014 → 03/2018

Waba Grill

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-25

S66 Uniform Combined State Law Examination

2025-08-25

View on SEC IAPD

More in San Diego, CA

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