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145 E 57 St, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-02 |
| PA | RA | APPROVED | 2026-06-26 |
Branch Locations
Philadelphia, PA • United States
145 E 57 St, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macquarie Investment Management | Philadelphia | PA | 12/2021 | 12/2024 |
| Genova Group | Philadelphia | PA | 12/2020 | 12/2021 |
| Deloitte | New York | NY | 10/2019 | 12/2020 |
| Unemployed | Havertown | PA | 05/2019 | 10/2019 |
| The Pennsylvania State University | University Park | PA | 01/2019 | 05/2019 |
| Biz2Credit | New York | NY | 06/2018 | 08/2018 |
| Ppb Capital Partners | Conshohocken | PA | 05/2017 | 08/2017 |
| The Pennsylvania State University | University Park | PA | 08/2014 | 01/2019 |
| Percent Technologies Llc | New York | NY | 12/2024 | Present |
| Percent Advisors Llc | New York | NY | 06/2026 | Present |
Since December 2, 2024, Mr. Philips has served as an Associate Investor Relations at Percent Technologies, an investment-related business located at 145 East 57th Street, New York, New York 10022. Percent Technologies is an investment platform technology company; as an Associate Investor Relations, Mr. Philips will be spending 120 hours per month in service of this OBA. Since June 2026, Mr. Philips has worked as an investment advisor at Percent Advisor LLC, an investment-related business located at 145 East 57th Street, New York, New York 10022. Mr. Philips will be spending 40 hours per month in service of this OBA. Since July 2026, Mr. Philips as an Investment Relations Associate has worked on the Percent Asset Based Income Fund, and investment related business located at 145 East 57th Street, NY, NY 10022, an affiliated entity. He will be spending 60 hours per month on this OBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
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