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Inactive

Jennifer Elizabeth Peters

Raymond James (Usa) Ltd.

Vancouver

Toronto, Ontario

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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-12
  • CA RA
    APPROVED
    Since 2019-02-12

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

200 King Street West, Toronto, Ontario M5H 3T4 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James (Usa) Ltd. Toronto, Ontario 04/2018 Present
Raymond James Ltd. Toronto, Ontario 10/2016 Present
Macdougall, Macdougall, Mactier Inc Toronto, Ontario 09/1993 09/2016
  • 04/2018 → Present
    Toronto, Ontario
  • 10/2016 → Present
    Raymond James Ltd.
    Toronto, Ontario
  • 09/1993 → 09/2016
    Macdougall, Macdougall, Mactier Inc
    Toronto, Ontario
Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. JENNIFER PETERS IS LOCATED AT 1806-200 KING ST WEST, TORONTO ONTARIO AND HAS BEEN EMPLOYED SINCE OCT 1, 2016. SHE IS A FULL TIME EMPLOYEE/AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2 TORONTO HUNT GOLF CLUB - PRIVATE IS NOT INVESTMENT RELATED AND IS LOCATED AT 1355 KINGSTON ROAD, SCARBOUROUGH, ONTARIO. THIS IS A PRIVATE GOLF CLUB AND IS A BOARD MEMBER, MEMBER OF FINANCE COMMITTEE, DOES NOT MAKE ANY INVESTMENT DECISIONS OR HAVE SIGNING AUTHORITY. DEVOTES 8 HOURS PER MONTH OUTSIDE REGUALR BUSINESS AND TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-12
  • S65 Uniform Investment Adviser Law Examination
    2019-02-12

View on SEC IAPD

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