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Lindsey Nicole Caputa

Rbc Capital Markets, LLC

Irvine, CA

Huntington Beach, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-10
CA RA APPROVED 2020-11-09
  • TX RA
    APPROVED
    Since 2020-11-10
  • CA RA
    APPROVED
    Since 2020-11-09

Branch Locations

400 Spectrum Center Drive Suite 200, Irvine, CA 92618 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Irvine CA 04/2018 Present
Mi Casa Costa Mesa CA 08/2004 01/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-07
  • S66 Uniform Combined State Law Examination
    2020-11-07

View on SEC IAPD

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