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Kimberly Adams Stirling

LPl Financial LLC

Pasadena, CA

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-26
WA RA APPROVED 2023-09-11
  • CA RA
    APPROVED
    Since 2025-06-26
  • WA RA
    APPROVED
    Since 2023-09-11

Branch Locations

1520 W Colorado Blvd, Pasadena, CA 91105 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Burien WA 07/2018 08/2019
Primerica Financial Services Burien WA 05/2018 08/2019
Bremerton School District Bremerton WA 11/2017 02/2018
Success In Coaching Bremerton WA 11/2017 02/2018
Unemployed Bremerton WA 07/2017 11/2017
Southern New Hampshire University Hooksett NH 12/2015 07/2017
Bremerton School District Bremerton WA 05/2019 07/2019
Edward Jones St Louis MO 08/2019 09/2023
Lpl Financial Seattle WA 09/2023 Present
  • 07/2018 → 08/2019
    Pfs Investments Inc
    Burien, WA
  • 05/2018 → 08/2019
    Primerica Financial Services
    Burien, WA
  • 11/2017 → 02/2018
    Bremerton School District
    Bremerton, WA
  • 11/2017 → 02/2018
    Success In Coaching
    Bremerton, WA
  • 07/2017 → 11/2017
    Unemployed
    Bremerton, WA
  • 12/2015 → 07/2017
    Southern New Hampshire University
    Hooksett, NH
  • 05/2019 → 07/2019
    Bremerton School District
    Bremerton, WA
  • 08/2019 → 09/2023
    St Louis, MO
  • 09/2023 → Present
    Lpl Financial
    Seattle, WA
Previous Registrations
  • 2019-11-26 → 2023-09-14
    Bremerton, WA
    St Louis, MO
    Bremerton, WA
    Silverdale, WA
Other Businesses

1- 08/2023 / Next Gen Wealth Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 230 HRS MNTH / 5 HRS DURING TRADING 2- 08/2023 / No business registration / Real Estate Rental / INVESTMENT RELATED / 1 HRS MNTH / START DATE 08/01/2022 3- 08/2023 / No name registered / Real Estate Rental / INVESTMENT RELATED / START DATE 01/22/2022 4) 01/23/2025 - Guidepoint - Not Investment Related - Other - Consultant - Home Based - Start Date:01/15/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
S63 Uniform Securities Agent State Law Examination 2018-10-16
  • S66 Uniform Combined State Law Examination
    2019-11-21
  • S63 Uniform Securities Agent State Law Examination
    2018-10-16
Other Names
  • Kimberly Sue Dermenstein
  • Kimberly Sue Adams
  • Kimberly Sue Aikens Adams

View on SEC IAPD

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