Daniel Castro

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chula Vista, CA

Chula Vista, CA

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-01-03
TX	RA	APPROVED	2023-01-03

CA RA
APPROVED

Since 2023-01-03
TX RA
APPROVED

Since 2023-01-03

Branch Locations

801 3Rd Ave, Chula Vista, CA 91911 • United States

295 E St, Chula Vista, CA 91910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	San Ysidro	CA	08/2019	06/2021
Wells Fargo Clearing Services Llc	Chula Vista	CA	04/2018	08/2019
Wells Fargo Bank Na	Chula Vista	CA	10/2016	08/2019
Unemployed	Tijuana		08/2016	10/2016
Pnc	San Ysidro	CA	06/2021	02/2022
Bank Of America, N.A.	National City	CA	06/2022	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	National City	CA	03/2022	Present

08/2019 → 06/2021

Bbva Securities Inc.

San Ysidro, CA
04/2018 → 08/2019

Wells Fargo Clearing Services Llc

Chula Vista, CA
10/2016 → 08/2019

Wells Fargo Bank Na

Chula Vista, CA
08/2016 → 10/2016

Unemployed

Tijuana
06/2021 → 02/2022

Pnc

San Ysidro, CA
06/2022 → Present

Bank Of America, N.A.

National City, CA
03/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

National City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-09
S63	Uniform Securities Agent State Law Examination	2018-08-14

S66 Uniform Combined State Law Examination

2022-09-09
S63 Uniform Securities Agent State Law Examination

2018-08-14

View on SEC IAPD

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