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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-22 |
Branch Locations
1100 Peachtree St Ne Ste 1000, Atlanta, GA 30309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James | Alpharetta | GA | 04/2018 | 07/2020 |
| Delta Community Credit Union | Sandy Springs | GA | 08/2016 | 04/2018 |
| Timothy Smith | Atlanta | GA | 08/2020 | Present |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 10/2020 | Present |
| Elizabeth Davis | Atlanta | GA | 11/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2022 | Present |
| Derrick Murray | Atlanta | GA | 07/2026 | Present |
1. 100% OWNER, TRIPLE E BASEBALL CARDS, 217 COUNTY LINE ROAD, FAYETTEVILLE, , GEORGIA, 30215, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/01/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I'D LIKE TO SELL MY BASEBALL CARD COLLECTION THROUGH AN LLC. SELLING WOULD BE STRICTLY ONLINE. non investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-20 |
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