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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
Richardson, TX • United States
3200 Olympus Blvd. Suite 100, Suite 100, Dallas, TX 75019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Dallas | TX | 04/2018 | 10/2019 |
| Rusty Hill Photography | Dallas | TX | 01/2015 | 01/2018 |
| Unemployed | Richardson | TX | 01/2018 | 04/2018 |
| 1St Global Advisors, Inc | Dallas | TX | 05/2019 | 10/2019 |
| Avantax Investment Services Inc | Dallas | TX | 10/2019 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 09/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) APEX DRIVING ACADEMY POSITION: Corner Worker NATURE: Apex Performance Driving School is an organization that instructs amateur drivers on how to go faster around a race track. They hold timed and non-timed events at various race tracks. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2021 ADDRESS: 70th Floor Bank of America Plaza, Dallas TX 75202, DESCRIPTION: It is occasional (1 or 2x a month) manning a marshal post at a race track to wave flags for current track conditions and to assist drivers in the event of an off or an accident. Also radio in cars that go off track, have accidents, or in general drive dangerously to race control.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-07 |
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