Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Richardson, TX • United States

3200 Olympus Blvd. Suite 100, Suite 100, Dallas, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Dallas TX 04/2018 10/2019
Rusty Hill Photography Dallas TX 01/2015 01/2018
Unemployed Richardson TX 01/2018 04/2018
1St Global Advisors, Inc Dallas TX 05/2019 10/2019
Avantax Investment Services Inc Dallas TX 10/2019 09/2025
Avantax Advisory Services Dallas TX 10/2019 09/2025
Cetera Investment Services Llc St Cloud MN 08/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2024 Present
Cetera Advisors Llc Greenwood Village CO 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2018 → 10/2019
    1St Global Capital Corp
    Dallas, TX
  • 01/2015 → 01/2018
    Rusty Hill Photography
    Dallas, TX
  • 01/2018 → 04/2018
    Unemployed
    Richardson, TX
  • 05/2019 → 10/2019
    1St Global Advisors, Inc
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 08/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Richardson, TX
  • 2019-05-08 → 2019-10-25
    1St Global Advisors Inc
    Dallas, TX
Other Businesses

1) APEX DRIVING ACADEMY POSITION: Corner Worker NATURE: Apex Performance Driving School is an organization that instructs amateur drivers on how to go faster around a race track. They hold timed and non-timed events at various race tracks. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2021 ADDRESS: 70th Floor Bank of America Plaza, Dallas TX 75202, DESCRIPTION: It is occasional (1 or 2x a month) manning a marshal post at a race track to wave flags for current track conditions and to assist drivers in the event of an off or an accident. Also radio in cars that go off track, have accidents, or in general drive dangerously to race control.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-07
  • S66 Uniform Combined State Law Examination
    2019-05-07

View on SEC IAPD

More in Richardson, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor