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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2018-07-31
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2018-07-31

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 Present
Extended Travel Los Angeles CA 01/2018 03/2018
Ucla Anderson School Of Management Los Angeles CA 10/2016 06/2017
Extended Travel Los Angeles CA 08/2016 09/2016
Google Sunnyvale CA 06/2017 09/2017
Ucla Anderson School Of Management Los Angeles CA 10/2017 12/2017
  • 04/2018 → Present
    New York, NY
  • 01/2018 → 03/2018
    Extended Travel
    Los Angeles, CA
  • 10/2016 → 06/2017
    Ucla Anderson School Of Management
    Los Angeles, CA
  • 08/2016 → 09/2016
    Extended Travel
    Los Angeles, CA
  • 06/2017 → 09/2017
    Google
    Sunnyvale, CA
  • 10/2017 → 12/2017
    Ucla Anderson School Of Management
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2018-07-30

View on SEC IAPD

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