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Brian David Klein

Curi Capital, LLC

Milwaukee, WI

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-09-07
  • WI RA
    APPROVED
    Since 2022-09-07

Branch Locations

10361 West Innovation Drive, Milwaukee, WI 53226 • United States

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bancorp Global Fund Services Milwaukee WI 04/2014 03/2018
Gilbert & Cook, Inc. Des Moines IA 03/2018 09/2020
Sva Wealth Management, Llc Brookfield WI 09/2020 12/2020
Wealth Enhancement Group Plymouth MN 01/2021 Present
Wealth Enhancement Advisory Services Plymouth MN 01/2021 Present
  • 04/2014 → 03/2018
    Us Bancorp Global Fund Services
    Milwaukee, WI
  • 03/2018 → 09/2020
    Gilbert & Cook, Inc.
    Des Moines, IA
  • 09/2020 → 12/2020
    Sva Wealth Management, Llc
    Brookfield, WI
  • 01/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 01/2021 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
Other Businesses

Wealth Enhancement Group DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-28
  • S65 Uniform Investment Adviser Law Examination
    2021-10-28
Designations
Other Names
  • Brian D Klein

View on SEC IAPD

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