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Alex Joseph Adair

Capital Client Group, Inc.

Chicago, IL

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-17
  • CA RA
    APPROVED
    Since 2024-09-17

Branch Locations

Chicago, IL • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 02/2015 04/2020
American Funds Carmel IN 04/2020 01/2021
American Funds Carmel IN 01/2021 09/2023
American Funds Carmel IN 09/2023 09/2024
Capital Client Group, Inc. Los Angeles CA 09/2024 Present
  • 02/2015 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 09/2023
    American Funds
    Carmel, IN
  • 09/2023 → 09/2024
    American Funds
    Carmel, IN
  • 09/2024 → Present
    Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-02
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S65 Uniform Investment Adviser Law Examination
    2018-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Other Names
  • Alex Joseph Adair
  • Alex Adair

View on SEC IAPD

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