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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-31 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
180 S Clinton Ave Suite 300, Rochester, NY 14604 • United States
180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-29 |
Branch Locations
180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rochester Institute Of Technology | Rochester | NY | 08/2014 | 05/2018 |
| Wegmans Food Markets, Inc | Rochester | NY | 08/2011 | 11/2018 |
| Axa Advisors, Llc | New York | NY | 06/2018 | 11/2019 |
| Ameriprise Financial Services, Inc | Rochester | NY | 12/2019 | 02/2021 |
| Unemployed | Rochester | NY | 11/2019 | 12/2019 |
| Unemployed | Rochester | NY | 02/2021 | 08/2021 |
| High Falls Advisors | Rochester | NY | 08/2021 | 08/2026 |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 01/2022 | 12/2025 |
| Allworth Financial | Rochester | NY | 08/2026 | Present |
| Aw Securities | Rochester | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-22 |
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