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Samantha Wolffis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
NC RA APPROVED 2025-09-10
  • TX RA
    APPROVED
    Since 2025-10-08
  • NC RA
    APPROVED
    Since 2025-09-10

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

6000 Fairview Rd, Charlotte, NC 28210 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2018 Present
Melt In Your Mouth Cupcakes Charlotte NC 01/2017 04/2018
Unc Charlotte Charlotte HI 08/2015 08/2019
University Of North Carolina At Charlotte Charlotte NC 08/2015 08/2019
  • 04/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 01/2017 → 04/2018
    Melt In Your Mouth Cupcakes
    Charlotte, NC
  • 08/2015 → 08/2019
    Unc Charlotte
    Charlotte, HI
  • 08/2015 → 08/2019
    University Of North Carolina At Charlotte
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-10
  • S66 Uniform Combined State Law Examination
    2025-09-10
Other Names
  • Sam Newsome
  • Samantha Suzette Newsome
  • Samantha Newsome

View on SEC IAPD

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