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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 04/2018 | Present |
| Unemployed | Mansfield | TX | 01/2018 | 04/2018 |
| Fort Worth Community Credit Union | Arlington | TX | 08/2015 | 12/2017 |
1) Tengoku Shop | Investment Related:No|Retail|Owner|8/1/2017|Less than 20|0|Make sure order is being process and getting results from our advertising.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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