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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-19
NJ RA APPROVED 2019-01-17
  • TX RA
    APPROVED
    Since 2020-02-19
  • NJ RA
    APPROVED
    Since 2019-01-17

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2018 Present
Jupiter Tech Services Corp. New Yourk NJ 03/2018 04/2018
Unemployed Flemington NJ 12/2017 03/2018
Hsbc Bank Yerevan 09/2014 12/2017
Bank Of America, N.A Pennington NJ 02/2020 Present
  • 04/2018 → Present
    Pennington, NJ
  • 03/2018 → 04/2018
    Jupiter Tech Services Corp.
    New Yourk, NJ
  • 12/2017 → 03/2018
    Unemployed
    Flemington, NJ
  • 09/2014 → 12/2017
    Hsbc Bank
    Yerevan
  • 02/2020 → Present
    Bank Of America, N.A
    Pennington, NJ
Other Businesses

I*: 2828266 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Flemington, NJ 08822Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 10/01/2025Number of Hours: 6 hrs annually Number of Hours during trading: 0 Duties: Sole owner of rental property I*2835301, Entity Type: For Profit, Publicly Traded, Name of OBA: Delivery Services like DoorDash, UberEats, etc., Address: San Francisco, , California, 94107, Investment Related: N, Position, Title, Association: Other, Employee State Date: 09/13/2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: delivery driver, delivery services I*2999267, Entity Type: For Profit, Name of OBA: Exceluserform.com, Address: Flemingotn, New Jersey, 08822, Investment Related: No, Position, Title, Association: Owner, Employee State Date: 10/31/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: I own and operate the site on weekends. There is no entity behind this activity, just me. The website (exceluserform.com) was created to sell my own MS VBA Excel tools and allow other developers to submit their own generic tools for sale. Any new submission will come to me directly for pre-approval to ensure there is no conflict of interest and is not bank or broker related. I have also authored a book titled Beyond Prediction, which is being published and promoted through the site. Future projects may include AI-powered tools to identify synthetic video content online (currently under development). All activities remain unrelated to banking or brokerage services and/or activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-15
S63 Uniform Securities Agent State Law Examination 2018-07-18
  • S66 Uniform Combined State Law Examination
    2019-01-15
  • S63 Uniform Securities Agent State Law Examination
    2018-07-18

View on SEC IAPD

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